Unifi Capital - Manager - Assurance

Unifi Investment Management - Manager - Assurance

- We are looking for an experienced candidates for the role of an Assurance Officer with a background in Company Secretary or Law to join Unifi Investment Management LLP (UIML), GIFT City, IFSC, Gandhinagar.

- The successful candidate will work closely with the Principal Officer and Compliance Officer to ensure regulatory compliance, risk management, and governance across the organization.

Job Title / Designation - Manager - Assurance

Location - GIFT City, Gujarat

Experience - 3 -5 yrs

Key Responsibilities :

- Ensure adherence to relevant laws, regulations, and industry standards applicable

- The focus is to act as an oversight to the compliance and operations and to ensure that the activities align and implemented on time as per the regulatory requirements.

- Assist with operational inputs, MIS reports, and execution of strategic initiatives.

- Ensures the entity's readiness for internal audits, statutory audits, and inspections by IFSCA or other regulators.

- Identify, assess, and mitigate risks associated with asset management activities.

- Provide regular reports to the Principal Officer and other stakeholders on compliance and risk management matters.

- Work closely with the Principal Officer, Compliance Officer, and other teams to ensure seamless coordination and effective risk management.

Desirable Skills:

- Company Secretary or Law degree with relevant experience.

- Minimum 3-5 years of experience in asset management, compliance, or risk management.

- Excellent understanding of regulatory frameworks applicable to asset management in India, such as SEBI/IFSCA/RBI/AML-CFT regulations.

- Familiarity with industry trends, best practices, and emerging issues in asset management.

- Excellent analytical, problem-solving, and communication skills.

About Unifi Investment Management LLP (UIML):

- UIML is an offshoot of Unifi Capital- one of India's largest independent portfolio managers with a legacy of more than 24 years. Unifi's combined AUM as of March 2025 was USD 2.7B.

- More details are available on website: https://www.unificap.com & https://unifiinvestment.com