Senior Compliance Manager - AML - FinTech - LLB

Regulatory Compliance & Governance

- Ensure compliance with all applicable laws, rules, and regulations (RBI, FIU-IND, etc.) governing the industry.

- Oversee the implementation and monitoring of compliance AML frameworks, policies, and procedures.

- Develop internal controls to minimize AML compliance risks and breaches.

Leadership & Strategy

- Collaborate with senior leadership to implement the company's objectives.

- Interact with cross-functional teams to ensure seamless business operations.

Operational Oversight

- Ensure that the day-to-day operations of the business adhere to internal policies and external regulatory requirements.

- Review and approve major AML operational decisions, ensuring they align with the company's objectives and compliance standards.

- Ensure optimal use of resources to maintain cost-effective and efficient business operations

Training & Development

- Develop training programs to ensure all staff members are aware of AML compliance and regulatory requirements.

- Keep the team updated on changes in regulatory frameworks and ensure ongoing education for AML compliance-related matters

Stakeholder Communication

- Establish and maintain positive relationships with regulators.

- Represent the company in meetings, discussions, and negotiations with external stakeholders

Qualification

Education

- Master's /Bachelor's degree in law, Finance, Business Administration, or a related field.

Experience

- Minimum 7-10 years of experience in a AML role, preferably in compliance, governance, or risk management.

- Experience in managing interactions with regulatory bodies such as RBI, FIU-IND, etc.

- Proven track record in implementing compliance programs and leading operational improvements.

Skills

- Strong knowledge of Indian regulatory landscape and industry-specific requirements.

- Excellent leadership, decision-making, and problem-solving skills.

- Strong communication, interpersonal, and negotiation abilities.

- Proficiency in AML compliance software and tools