Senior Associate - Legal & Compliance - LLB/CS

Location : Prabhadevi - Mumbai

Experience : 7-10 yrs

Mandatory Requirement:

- Experience with Regulatory Compliance & Documentation, Transaction & Legal Documentation, Investor & Stakeholder Communication.

Job Role and Responsibilities:

- Own fund offerings and allied documents including TD, PPM, IMA & CA.

- Identify and evaluate impact of ongoing regulatory changes related to SEBI AIF, RBI/ FEMA on fund offerings and allied documents and drafting necessary changes.

- Liaising with the regulatory bodies and legal consultants for Compliance, regulatory reporting and regulatory filings (Companies Act, LLP Act, Trust Act)

- Compliance support for investor communication

- Drafting, vetting, negotiating and finalizing various documents relating to investment transactions including TS, SSHA, SSA and SPA.

- Legal and compliance due diligence for portfolio entities

- Collaborating with various stakeholders, structuring and documenting all stages of the transaction.

- Drafting and vetting agreements with distributors, referral agents and service providers.

- Review any litigation matters and liaise with legal consultant, to handle the disputes

- Perform procedure for the Partner/Board Meeting, Committee Meeting and Shareholders Meeting.

Qualification and Experience:

- Top pedigree academics, LLB + CS (Company Secretary) (preferred)

Experience: 7 - 10 years (2 to 3 years of experience with any VCF will be an advantage)

- Should possess sound knowledge of regulatory laws- SEBI AIF, RBI/ FEMA, Corporate, Securities laws, Contract Act, Arbitration, Stamp Duty, Intellectual Property, Data protection, etc.

- Proven skills to anticipate legal issues or risks.

- Effectively handles multiple projects or tasks at the same time.

- Is open to and responds flexibly to change.

- Initiative and Self-motivation

- Excellent communication and interpersonal skills