Manager/Assistant Vice President/Vice President - Listing Compliance - Merchant Banking

Roles & Responsibilities

- Manage listing applications and ensure compliance with SEBI regulations, including ICDR, LODR, PIT, and Takeover Regulations.

- Monitor disclosures and coordinate with stock exchanges (BSE/NSE) on compliance and surveillance matters.

- Lead automation initiatives for compliance monitoring and disclosure platforms.

- Represent the organization in SEBI committee meetings, inspections, and regulatory interactions.

- Provide policy-level inputs and foster strong relationships with SEBI and other regulatory bodies.

- Update exchange databases post-listing approvals for shares and related activities.

Preferred Skills:

- Qualified CS/LLB, with proven exposure to listing compliance.

- Strong knowledge of SEBI regulations, especially LODR and ICDR.

- Experience in compliance, preferably with a merchant banking background