Group Company Secretary - Financial Services

Job Summary:

We are seeking an experienced and highly skilled Company Secretary (CS) with 7- 8 years of expertise in financial services, particularly within the discount broking sector. The ideal candidate will be well- versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses.

Key Responsibilities:

- Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry.

- Manage corporate governance, regulatory filings, and compliance reporting for company and its subsidiaries.

- Liaise with SEBI, RBI, stock exchanges, and depositories for licensing, approvals, and regulatory submissions.

- Oversee the preparation and filing of statutory documents, board resolutions, and annual returns.

- Guide the management team on legal and regulatory requirements, ensuring adherence to industry best practices.

- Monitor and implement compliance processes for discount broking operations, depository participant services, and mutual fund distribution.

- Assist in obtaining and maintaining the RBI Account Aggregator License and other relevant future licenses.

- Develop and implement risk management strategies, ensuring timely audits and regulatory inspections.

- Organize and conduct board meetings, annual general meetings (AGMs), and committee meetings while maintaining accurate records.

- Stay updated with amendments in laws and regulations affecting the stockbroking and financial services industry.

Requirements:

- Qualified Company Secretary (CS) with 7- 8 years of relevant experience.

- Must have worked in a group company structure with hands on experience in intercompany transactions

- In- depth knowledge of the Companies Act, SEBI, RBI, and other financial sector regulations.

- Prior experience in a discount broking firm or financial services company is highly preferred.

- Strong understanding of compliance requirements for stockbroking, mutual funds, and depository participants.

- Excellent communication and stakeholder management skills.

- Detail- oriented with strong analytical and problem- solving abilities.

- Ability to work in a fast- paced startup environment and manage multiple priorities.

What We Offer:

- Competitive salary and benefits package.

- Opportunity to work in a fast- growing financial services company.

- Exposure to cutting- edge fintech innovations and regulatory landscapes.

- A collaborative and dynamic work culture in the heart of Bangalore's startup ecosystem.