Equity Dealer - PMS/AIF/Financial Services

Position Name - Equity Dealer

Location - Mumbai

Experience Range - 5+years

Mandatory Requirement:

- Strong knowledge of Indian equity markets, trading mechanics, and PMS/AIF norms.

- Advanced Excel skills - including Pivot Tables, VLOOKUP/XLOOKUP, conditional formatting, charting, data validation, macros/VBA (preferred)

- Accuracy, integrity, and ability to work under time-sensitive trading conditions.

- Excellent coordination skills with brokers, fund managers, and back-office teams.

- Familiarity with tools like Bloomberg, Reuters, NSE/BSE terminals is a plus

About the client:

The Company manages equity assets across PMS, AIF, and Advisory channels, including offshore funds It oversees assets under management and advisory of approximately 3600 Cr.

Job Roles and Responsibilities:

- Share trade instructions (buy/sell orders) with empaneled brokers as per fund manager's direction.

- Track market activity, liquidity, and price trends during trading hours to support timely and informed execution.

- Coordinate with brokers to ensure prompt and efficient execution of trades with best possible pricing and minimal impact cost.

- Review and verify trade confirmation files received from brokers for accuracy in quantity, price, and execution time.

- Maintain proper records of dealer notes, broker conversations, and trade instructions (email or recorded lines).

- Prepare and share reconciled trade files with the Operations team for further processing and settlement.

- Ensure compliance with internal investment guidelines, SEBI PMS/AIF norms, and risk controls.

- Maintain relationships with key broker partners and stay updated on market intelligence and research insights.

- Track corporate actions, circuit limits, and stock-specific developments that may impact trading.

Qualification and Experience:

- Graduate/Postgraduate in Finance.

- ISM certifications (Equity Derivatives, Research Analyst) preferred.

- 5-8 years of experience in an equity dealing role on the buy-side (PMS, AIF, or similar setups).