Compliance Officer

Position Name : Compliance Officer.

Location Gift City-Gandhinagar.

Experience Range 5+ years.

Mandatory Requirement:.

- 5+ years of experience in Alternate Investment Fund regulations CS or CA.

- Minimum 4+ years of post-CS membership experience.

- Experience in dealing with foreign law firms.

- Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations.

Job Roles and Responsibilities:

- Update internal policies related to KYC, AML, insider trading, client onboarding, and investor grievance policy and create efficient controls for reconciliations, Risk and compliance management, and review.

- Assist in maintaining all documents related to receipt of investment by AIF and reporting by AIF to its trustee, contributors, and regulators and its operations.

- Monitor and process documents required for drawdown notices.

- Preparation of details of schemes required for SEBI/IFSC.

- Monitor, track, and implement new compliance requirements, processes and reports.

- You will work closely with internal and external stakeholders, including compliance advisors, fund managers, sales teams, fund accountants, and counterparties, to ensure adherence to and improvement of laid-down operational policies, SLAs, and processes in the best interest of the business and all internal and external stakeholders.

- Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance.

Qualification and Experience:

- MBA (Finance, with a minimum 5 years of work experience as an Analyst in a VC/PE/Angel Investing Platforms/ Big4 or leading consulting firms.)

- Alternately experience of working with a start-up in fundraising.

- Knowledge of compliance and risk management operations and reporting.

- Knowledge of Finance / Accounting would be preferred.

- Proficient in MS Excel, PowerPoint.

Key Skills:

- Ability to manage complexity and ambiguity in day-to-day operations.

- Excellent oral and written communication skills.

- Meticulous reporting, Analytical skills, and an eye for detail.

- Strong organizational skills and an orientation toward strict attention to detail.

- Ability to think out of the box and look for creative solutions.

- Numerical skills & Proficiency in MS Office Suite.

General Skills:

- Excellent attention to detail, commitment to accuracy, and focus on results.

- Self-motivator and entrepreneurial attitude to work with minimum supervision.

- Strong interpersonal skills and leadership skills.

- Willingness to take initiative and to follow through on projects and tasks.

- Strong ability to work in a deadline-oriented environment with a high degree of accurace.

What we offer:

You are going to be a part of shaping a successful and rapidly growing venture fund in India.

You develop your own ideas and become an essential member of the Company.

You operate within flexible structures with short response times, flat hierarchies, and motivated colleagues.