Bright Money - Compliance Manager

What is the role about?

- Global liaison and program manager for firm related audits and risk programs.

- Supporting to establish effective internal control processes for all quantitative models and systems.

- Ensure model remediations for improved local controls, governance, documentation, preparing models for independent validation, following up with corrective action plans through model owners.

- Development of Key Risk Indicators (KRIs).

- Preparing executive level reporting for senior management, ERM, and the board.

- Assist in the development of new corporate policies and corporate standards.

- Consult with business unit, senior management, and the board to ensure an integrated methodology application and integration and to share vision, align objectives and achieve goals.

- Build collaborative relationships across the firm.

- Contribute to the development of new, or enhancement to existing risk management policies and tools.

- Lead deep-dive risk based reviews.

- Establish an inventory of risk and controls for the 3rd party service providers.

- Lead efforts to identify trends and manage key risks in the mortgage business.

- Working with client services and relevant operational process owners to maintain a robust incident management process.

- RARs - engage with business unit managers to analyze and challenge monthly Risk Assessment Reporting.

- Project manage the global implementation of revised policies and regulations.

What are we looking for :

- Requires 9 - 12 years of combined risk management experience that includes 5 or more years of experience working in IT/ecommerce risk management.

- Solid understanding of capital market products.

- Experience working in relevant areas such as internal control/ risk management areas, Audit, Compliance, Actuarial,Technology, Product, Service Delivery, and/or Finance.

- Professional certifications ( CPA, CFA, ) are also a plus.

- A tertiary degree in Finance or a related area.

- Applicants should have a strong third level qualification (degree or similar) in business / finance or related subject.