AVP - Compliance Testing - Line of Defence Function - Financial Services

AVP - Compliance Testing - LoD function

- 10 - 12 years of demonstrated experience in a Compliance and / or Control and / or Line of Defence (LoD) function, audit, risk management or related field preferably in the financial services industry

- Should have worked extensively on control testing and monitoring

- Strong knowledge of the Business Operational Risk Management Framework, Risk & Control Self-Assessment or Compliance Risk Assessment

- Proficiency in compliance testing methodologies & tools

- Strong communication & report- writing abilities

- Excellent analytical and problem- solving skills

- Good working knowledge of financial products and services

- Ability to work with multiple teams as well as to take independent ownership of assignments as a

When required:

- Minimum education requirement

- Degree preferably in finance & business

- Excellent communication and influencing skills, with a good understanding of Compliance and Regulatory requirements

- Good understanding of the Investment Banking business and the Financial Services regulatory environment

- Proven project management would be an added advantage